Hart Investigation - Intro

February 12, 1944

JOINT COMMITTEE EXHIBIT NO. 144

[TOP SECRET]

RECORD OF PROCEEDINGS OF AN EXAMINATION OF WITNESSES CONVENED BY ORDER OF THE SECRETARY OF THE NAVY

TO RECORD THE TESTIMONY PERTINENT TO THE JAPANESE ATTACK ON PEARL HARBOR, TERRITORY OF HAWAII, ON 7 DECEMBER 1941

February 12, 1944-June 15, 1944

[i]

INDEX

                                                                Page [1]

Organization of examination ................................. 1
Introduction of counsel ..................................... 1
Modification of counsel ..................................... 391
Reporter sworn ........................ 2, 29, 32, 225, 288, 308, 363
Adjournments .............. 1, 31, 53, 73, 85, 96, 104, 114, 134, 146,

      169, 178, 194, 204, 205, 206, 214, 228, 249, 262, 272, 278, 292,
307, 323, 337, 347, 354, 362, 367, 378, 382, 390, 398, 403, 412,
425, 430.

Notifications of meetings to Rear Admiral H. E. Kimmel 1, 2, 206, 338
Closing entry ............................................... 432

[ii]

TESTIMONY

Name of WitnessExamined by examining officer [1]Verified [1]
Claude C. Bloch, Admiral, USN (Ret.)2, 86147
Benjamin Katz, Commander, USN29, 54184
W. W. Smith, Rear Admiral, USN32, 54, 55184
L. D. McCormick, Rear Admiral, USN66184
Walter S. DeLany, Rear Admiral, USN74205
Arthur C. Davis, Rear Admiral, USN96141
M. E. Curtis, Captain, USN105147
P. N. L. Bellinger, Vice Admiral, USN115194
Wilson Brown, Rear Admiral, USN135170
William S. Pye, Rear Admiral, USN147195
Robert O. Glover, Captain, USN170205
Paul C. Crosley, Commander, USN179205
Willard A. Kitts, Rear Admiral, USN185205
Vincent R. Murphy, Captain, USN195204
Joseph J. Rochefort, Commander, USN207338
Edwin T. Layton, Captain, USN214272
W. L. Calhoun, Vice Admiral, USN225262
Granville C. Briant, Commander, USNR229262
Charles H. McMorris, Rear Admiral, USN233335
Richmond K. Turner, Vice Admiral, USN250, 262338
John L. McCrea, Captain, USN273338
Theodore S. Wilkinson, Rear Admiral, USN 279292
Aubrey W. Fitch, Vice Admiral, USN288292
George VanDeurs, Captain, USN290292
William F. Halsey, Jr., Admiral, USN293322
Irving H. Mayfield, Captain, USN308322
John Henry Newton, Vice Admiral, USN314322
William B. Stephenson, Lieutenant, USNR 323335
Howard F. Kingman, Rear Admiral, USN335391
William E. G. Taylor, Commander, USNR338, 348354
L. F. Safford, Captain, USN355383
Herbert F. Leary, Vice Admiral, USN363391
J. B. Earle, Captain, USN368378
Wesley A. Wright, Commander, USN379404
Charles Wellborn, Jr., Captain, USN383404
Walter S. Anderson, Rear Admiral, USN391402
Roland Munroe Brainerd, Vice Admiral, USN 399404
R. E. Shuirmann, Rear Admiral, USN404431
Joel W. Bunkley, Rear Admiral, USN (Ret.) 413431
Royal E. Ingersoll, USN415431

[1] Pages referred to are indicated by italic figures enclosed by brackets and represent pages of original exhibit.

Page 2

[iii]

EXHIBITS

ExhibitCharacter of-Admitted in evidence [1]
1Letter from Adm. Hart to Adm. Kimmel of 2/17/441
2Letter from Adm. Kimmel to Adm. Hart of 2/19/441
3Letter from Adm. Hart to Adm. Kimmel of 3/4/442
4Pacific Fleet Confidential Letter 2CL-41 (Revised)4
5Joint Coastal Frontier Defense Plan (JCD-42)6
6Dispatch: CNO to CINCPAC; 16 Oct. 41; Ref: 16220330
7Disp: CNO to CINCPAC: 24 Nov. 41; Ref: 24200530
8Disp: CNO to CINCPAC: 27 Nov. 41; Ref: 27233730
9Disp: CNO to com pnncf; 28 Nov, 41; Ref: 29011030
10Disp: OpNav to CINCAF; 30 Nov. 41; Ref: 30041930
11Disp: OpNav to CINCPAC; 3 Dec. 41; Ref: 03185031
12Disp: CNO to CINCPAC: 26 Nov. 41; Ref: 27003854
13Disp: CNO to CINCPAC: 26 Nov. 41; Ref: 27004055
14Disp: CNO to CINCPAC: 29 Nov. 41; Ref: 28205455
15Disp: CNO to OpNav: 28 Nov. 41; Ref: 28062755
16U. S. Pacific Fleet Operating Plan (Rainbow 5)58
17Ltr from CNO to CinCPAC; 15 Feb. 41; re: anti-torpedo baffles, Pearl Harbor61
18Ltr from CinCPAC to CNO; 12 March 41; RE; anti-torpedo baffles, Pearl Harbor61
19Ltr from CNO to Com 14; 13 June 41; re: anti-torpedo baffles61
20Letter from Adm. Hart to Adm. Kimmel of 3/10/4474
2114CL-41 (Revised); re: organization of PacFlt into task forces75
22Ltr fm Com 14 to CNO with enclosure of Joint Estimate of 3/31/41, dated 1 May 4186
23Ltr from Com 14 to CNO; 30 Dec. 40; re: security of Fleet and ability of local defenses to meet surprise attacks87
24Ltr from ComPatWingTwo to CNO; 16 Jan 41; re: readiness of ComPatWingTwo128
25Ltr from CominCPacFlt; 13 Aug. 41; re: employment schedules, 2nd Quarter 1942179
26Employment Schedules 3rd Quarter 1942180
27Employment Schedule-Task Force One181
28Employment Schedule-Task Force Two181
29Employment Schedule-Task Force Three181
30Verification letter-V.Ad. Bellinger194
31Letter from Adm. Hart to Adm. Kimmel; 3/22/44206
32Letter from Dist. Atty. to Atty. Gen; Hawaii; 6/4/41325
33Verification letter-Comdr. Rochefort338
34Verification letter-V.Ad. Turner338
35Verification letter-Captain McCrea338
36Letter from Adm. Hart to Adm. Kimmel; 4/24/44338
37Verification letter-R.Ad. Kingman391
38Verification letter-V.Ad. Leary391
39State Dept. publication: PEACE AND WAR, 1931-41406
40Ltr fm SecNav to SecWar, 24 Jan. 41; and reply fm SecWar to SecNav, 7 Feb. 41; re: security Pearl Harbor against attack407
41Verification letter-R.Ad. Bunkley431
42Verification letter-Admiral Ingersoll431

[1] RECOMMENDED SEQUENCE FOR READING THE TESTIMONY CONTAINED HEREIN

Insofar as there was a plan for the sequence of witnesses, it consisted of examining officers who were in Hawaii, 7 December 1941, and then following what they brought out by examining officers who were elsewhere, most of such being of the Navy Department. However, it was necessary to seize opportunities when and where officers were available and irrespective of logical sequence.

Therefor, in reviewing this testimony it will be advisable to depart from the order of the actual proceedings and the following sequence is recommended. However, some reviewers may find that for them the flow of thought will be better if Part III is read before Part II.

PART I - INFORMATION AND INTELLIGENCE

NameDuty in 1941Page No. [1]
(1) Theodore S. Wilkinson, Rear Admiral, USNDirector of Naval Intelligence279
(2) Howard F. Kingman , Rear Admiral, USNChief, Domestic Intelligence Branch, O.N.I.335
(3) Irving H. Mayfield, Captain, USND.I.O., 14th Naval District308
(4) William B. Stephenson, Lieutenant, USNRAttached to D.I.O., 14 N.D.323
(5) Benjamin Katz, Commander, USNO-in-C, Code Room, Naval Communications (1944)29, 54
(6) L. F. Safford, Captain, USNO-In-C, Communications Intelligence, Naval Communications.355
(7) Joseph J. Rochefort, Commander, USNO-in-C, Combat Intelligence Unit, 14 N.D.207
(8) Wesley A. Wright, Commander, USNAttached to Combat Intelligence Unit, 14 N.D.379
(9) Edwin T. Layton, Captain, USNIntelligence Officer, CinCPac214

[1] Pages referred to are indicated by italic figures enclosed by brackets and represent pages of original exhibit.

Page 3

PART II - OFFICERS OF THE PACIFIC FLEET, INCLUDING 14TH NAVAL DISTRICT

NameDuty in 1941Page No. [1]
(10) Claude C. Bloch, Admiral, USN (Ret.)Commandant, 14 N.D.2, 86
(11) J. B. Earle, Captain, USN368
(12) Granville C. Briant, Commander, USNRAviation Aide, Com 14229
(13) M. E. Curtis, Captain, USNCommunications Officer, CinCPac105
[2] (14) William E. G. Taylor, Commander, USNRAttached to Army as radar advisor338, 348
(15) W. W. Smith, Rear Admiral, USNChief of Staff, CinCPac32, 54, 55
(16) Charles H. McMorris, Rear Admiral, USNWar Plans Officer, CinCPac233
(17) L. D. McCormick, Rear Admiral, USNAssistant War Plans Officer, CinCPac66
(18) Vincent R. Murphy, Captain, USNAssistant War Plans Officer, CinCPac195
(19) Walter S. DeLany, Rear Admiral, USNOperations Officer, CinCPac74
(20) Willard A. Kitts, III, Rear Admiral, USNGunnery Officer, CinCPac185
(21) Arthur C. Davis, Rear AdmiralAviation Officer, CinCPac96
(22) P. N. L. Bellinger, Vice Admiral, USNCommander, Patrol Wing Two115
(23) Aubrey W. Fitch, Vice Admiral, USNCommander, Patrol Wing Two (1940)288
(24) George VanDuers, Captain, USNAttached to PatWingTwo290
(25) Wilson Brown, Rear Admiral, USNCommander, Scouting Force, PacFlt, and Commander, Task Force Three135
(26) William F. Halsey, Jr., Admiral, USNCommander, Aircraft Battle Force, PacFlt, and Commander, Task Force 2.293
(27) John Henry Newton, Vice Admiral, USNCommander, Cruisers Scouting Force, PacFlt314
(28) Paul C. Crosley, Commander, USNFlag Secretary, CinCPac179
(29) William S. Pye, Rear Admiral, USNCommander, Battle Force, PacFlt, and Commander, Task Force One. 147
(30) Herbert F. Leary, Vice Admiral, USNCommander, Cruisers Battle Force, PacFlt363
(31) Walter S. Anderson, Rear Admiral, USNCommander, Battleships Battle Force, PacFlt391
(32) Joel W. Bunkley, Rear Admiral, USN (Ret.)Commanding Officer, U.S.S. CALIFORNIA413
(33)W. L. Calhoun, Vice Admiral, USNCommander, Base Force, PacFlt225

[3]

PART III - OFFICERS OF THE NAVY DEPARTMENT

(34) R. E. Schuirmann, Rear Admiral, USNDirector, Central Division, OpNav404
(35) Royal E. Ingersoll, Admiral, USNAssistant Assistant CNO415
(36) Richmond K. Turner, Vice Admiral, USNDirector of War Plans, OpNav250, 262
(37) Robert O. Glover, Captain, USNAttached Plans Division OpNav170
(38) John L. McCrea, Captain, USNAide to CNO273
(39) Charles Wellborn, Jr., Captain, USN Administrative Aide to CNO383
(40) Roland M. Brainard, Vice Admiral, USN (Ret.)Director of Ship Movements Division, OpNav399

[1] Pages referred to are indicated by italic figures enclosed by brackets and represent pages of original exhibit.

In reply address
Secretary of the Navy
and refer to No.

[A(1)] [Copy]

NAVY DEPARTMENT,
Washington, 12 February 1944.

JAG:D-1:LLP

PRECEPT FOR AN EXAMINATION OF WITNESSES AND THE TAKING OF TESTIMONY PERTINENT TO THE JAPANESE ATTACK ON PEARL HARBOR, TERRITORY OF HAWAII

From:The Secretary of the Navy.To:Admiral Thomas C. Hart, U. S. Navy, Retired, Navy Department, Washington, D. C.
Subj:Examination of witnesses for purpose of recording and preserving testimony pertinent to the Japanese attack on Pearl Harbor, T. H., on 7 December 1941.

Whereas, on 7 December 1941, Japanese armed forces made an attack against Army and Navy installations and ships of the United States Pacific Fleet at Pearl Harbor, Oahu, Territory of Hawaii, which attack was a complete surprise to the commanders of the said installations and ships, and

Page 4

Whereas, regrettable loss of life and extensive damage resulted from the said attack, and

Whereas, certain members of the naval forces, who have knowledge pertinent to the foregoing matters, are now or soon may be on dangerous assignments at great distances from the United States, and

Whereas, it is now deemed necessary, in order to prevent evidence being lost by death or unavoidable absence of those certain members of the naval forces, that their testimony, pertinent to the aforesaid Japanese attack be recorded and preserved,

I hereby detail you to examine such members of the naval forces thought to have knowledge of facts pertinent to the said surprise attack and fully record the testimony given thereby. Under the authority of Title 5, Section 93, of the U. S. Code, you are authorized and directed to administer an oath to any witness called by you to testify or depose in the course of this examination into the subject-named matter.

In view of the fact that Rear Admiral Husband E. Kimmel; U. S. Navy, Retired, was, on 7 December 1941, serving on active duty as the commander-in-chief, U. S. Pacific Fleet, with the rank of Admiral, U. S. Navy, and [A(2)] therefore, has an interest in the matter into which this examination is being made, you will notify him of the times and places of the meetings to be had and that he has the right to be present, to have counsel, to introduce, examine, and cross-examine witnesses, to introduce matter pertinent to the examination and to testify or declare in his own behalf at his own request.

Upon completion of the examination you will submit a complete record of all the testimony taken, including any documents introduced therein, to the Secretary of the Navy.

The provisions of Sections 733 and 734, Naval Courts and Boards, will govern the proceedings of this examination, in so far as such provisions are applicable thereto.

The necessary clerical assistance to aid you in recording the testimony will be furnished you upon your request by the appropriate command in the area in which meetings are held.

(SGD) FRANK KNOX.

[B] Office of the Secretary.
JAG:D-1:ps.

DEPARTMENT OF THE NAVY
Washington 25, D. C., 16 Feb 1944.

To:Captain Jesse R. Wallace, U. S. Navy. Via: The Judge Advocate General.
Subj:Orders as counsel to assist examining officer.

1. You are hereby directed to report to Admiral Thomas C. Hart. U. S. Navy, Retired, as counsel to assist him in the examination of such members of the U. S. naval forces thought to have knowledge of facts pertinent to the Japanese attack on Pearl Harbor, T. H., on 7 December 1941, which examination was directed by my precept of 12 February 1944.

/s/ FRANK KNOX,
Secretary of the Navy.

Page 5

1-End.

17 FEBRUARY 1944.

To: Captain Jesse R. Wallace, U. S. Navy. 1. Delivered.

/s/ T. L. Gatch,
T. L. GATCH,
The Judge Advocate General.

Confidential

2-End.

17 FEBRUARY 1944.

To: Captain Jesse R. Wallace, U. S. Navy. 1. Reported this date.

/s/ Thos. H. Hart,
THOMAS H. HART,
Admiral, U. S. Navy, Retired.

[C] Office of the Secretary.
JAG:D-1:ps

DEPARTMENT OF THE NAVY,
Washington 25, D. C., 16 Feb. 1944.

To:Lieutenant William M. Whittington, Jr., U. S. N. R. Via: The Judge Advocate General.
Subj:Orders as assistant counsel to assist examining officer.

1. You are hereby directed to report to Admiral Thomas C. Hart, U. S. Navy, Retired, as assistant counsel to assist him in the examination of such members of the U. S. naval forces thought to have knowledge of facts pertinent to the Japanese attack on Pearl Harbor, T. H., on 7 December 1941, which examination was directed by my precept of 12 February 1944.

/s/ FRANK KNOX,
Secretary of the Navy.

1-End.

17 FEBRUARY 1944.

To: Lieutenant William M. Whittington Jr., U. S. N. R. 1. Delivered.

/s/ T. L. Gatch,
T. L. GATCH,
The Judge Advocate General.

Confidential

Page 6

17 FEB 1944.

To: Lieutenant William M. Whittington Jr., U. S. N. R. 1. Reported this date.

/s/ Thos. C. Hart,
THOMAS C. HART,
Admiral, U. S. Navy, Retired.

[D] Office of the Secretary
JAG:I:ps
(SC)/P16-4/00

DEPARTMENT OF THE NAVY
Washington 25, D. C., 27 April 1944.

To:Captain Jesse R. Wallace, U. S. Navy. Via: The Judge Advocate General.
Subj:Orders as counsel to assist examining officer Ref: (a) SecNav. ltr., JAG:D-1:ps (SC) P16-4/00, dated 16 February 1944, with endorsement thereon.

1. When directed by Admiral Thomas C. Hart, U. S. Navy, Retired, you will consider yourself relieved of the duties assigned by reference (a) and will then report to the Judge Advocate General and resume your regular duties.

/s/ JAMES FORRESTAL,
Acting Secretary of the Navy.

JAG:AJ:RLD

End-1

OFFICE OF THE JUDGE ADVOCATE GENERAL,
Navy Department, Washington, D. C.
28 April 1944.

From:The Judge Advocate General.
To:Captain Jesse R. Wallace, U. S. N. 1. Delivered.

/s/ F. L. Lowe,
F. L. LOWE,
Assistant Judge Advocate General.

Confidential

2nd Endorsement
NAVY DEPARTMENT,
Washington, D. C. 9 May 1944.

From: Admiral Thomas C. Hart, U. S. Navy (Ret.) To: Captain Jesse R. Wallace, U. S. Navy.

1. Relieved as counsel to assist the examining officer. You will carry out the basic orders.

/s/ Thos. C. Hart.
THOS. C. HART.
A true copy. Attest:
THOMAS C. HART,
Admiral, U. S. Navy, Retired,
Examining Officer.

Page 7

[E] Office of the Secretary
JAG:I:ps
(SC) P16-4/QR3

DEPARTMENT OF THE NAVY,
Washington 25, D. C., 28 April 1944

To:Lieutenant William M. Whittington, Jr., U. S. N. R. Via. The Judge Advocate General.
Subj:Orders as assistant counsel to assist examining officer.

Ref: (a) SecNav ltr., JAG:D-1:ps (SC)P16-4/QR3, dated 16 February 1944, with endorsement thereon.

1. Reference (a) is hereby modified to the extent that when directed by Admiral Thomas C. Hart, U. S. Navy, Retired, you will assume the duties of counsel to assist him in the examination of such members of the U. S. naval forces thought to have knowledge of facts pertinent to the Japanese attack on Pearl Harbor, T. H., on 7 December 1941, which examination was directed by my precept of 12 February 1944.

/s/ JAMES FORRESTAL,
Acting Secretary of the Navy.

OFFICE OF THE JUDGE ADVOCATE GENERAL,
JAG:AJ:RLD Navy Department, Washington, D. C. 28 April 1944.

End-1

From:The Judge Advocate General.
To:Lieutenant William M. Whittington, Jr., USNR. 1. Delivered.

/s/ F. L. Lowe,
F. L. LOWE,
Assistant Judge Advocate General.

Confidential

Page 10

[Blank]